Exhibit 107
Form S-4
(Form Type)
Amprius Technologies, Inc.
(Exact Name of Registrant as Specified in its Charter)
Calculation of Filing Fee Tables*
Table 1: Newly Registered and Carry Forward Securities
Security Type |
Security Class Title(1) |
Fee Calculation or Carry Forward Rule |
Amount Registered |
Proposed Maximum Offering Price Per Unit |
Maximum Aggregate Price |
Fee Rate |
Amount of Registration Fee |
Carry Forward Form Type |
Carry Forward File Number |
Carry Forward Initial effective date |
Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |||||||||||||
Newly Registered Securities | ||||||||||||||||||||||||
Fees to Be Paid |
Equity | Amprius common stock issuable to Holdco stockholders |
Rule 457(f)(2) | 29,516,482(2) |
N/A | $983.88(3) | .00011020 | $0.11 | | | | | ||||||||||||
Equity | Amprius non- voting common stock issuable to Holdco stockholders |
Rule 457(f)(2) |
28,606,816(4) | N/A | $953.56(5) | .00011020 | $0.11 | | | | | |||||||||||||
Equity | Warrants to purchase Amprius common stock issuable to Holdco stockholders | Rules 457(c), 457(f)(1) and 457(f)(3) | 20,153(6) | $6.37(7) | $128,374.61 | .00011020 | $14.15 | | | | | |||||||||||||
Carry Forward Securities | ||||||||||||||||||||||||
Carry Forward Securities | ||||||||||||||||||||||||
Total Offering Amounts | $130,312.05 | $14.37 | ||||||||||||||||||||||
Total Fees Previously Paid | $14.37 | |||||||||||||||||||||||
Total Fee Offsets | | |||||||||||||||||||||||
Net Fee Due | |
(1) | Pursuant to Rule 457(f) under the Securities Act of 1933, as amended (the Securities Act), there are also being registered an indeterminate number of additional securities issuable by reason of any stock dividend, stock split, recapitalization or other similar transaction. |
(2) | Based on the maximum number of shares of common stock, par value $0.0001 per share, of Amprius to be issued pursuant to the merger agreement in exchange for shares of Class A common stock of Holdco, assuming an exchange ratio of 0.7056 shares of Amprius common stock for each share of Class A common stock of Holdco expected to be outstanding immediately prior to the closing of the mergers. The assumed exchange ratio calculated herein is based upon Holdcos capitalization as of May 9, 2023. The number of shares of Amprius common stock issuable in the mergers may be adjusted to account for changes in Holdcos capitalization prior to the closing of the mergers. This number includes 152,703 shares of Amprius common stock issuable in respect of options to purchase Holdco common stock that may be exercised prior to the closing of the mergers. |
(3) | Estimated solely for the purpose of calculating the registration fee. No market exists for Holdcos Class A common stock and Holdco has an accumulated deficit. Therefore, the proposed maximum aggregate offering price is an amount equal to $1,212.98, calculated as the product of (i) 29,516,482 and (ii) $0.0000333, which is an amount equal to one-third of the par value of Holdcos Class A common stock ($0.0001). |
(4) | Based on the maximum number of shares of non-voting common stock, par value $0.0001 per share, of Amprius to be issued pursuant to the merger agreement in exchange for shares of Class B common stock of Holdco, assuming an exchange ratio of 0.7056 shares of Amprius non-voting common stock for each share of Class B common stock of Holdco expected to be outstanding immediately prior to the closing of the mergers. The assumed exchange ratio calculated herein is based upon Holdcos capitalization as of May 9, 2023. The number of shares of Amprius non-voting common stock issuable in the mergers may be adjusted to account for changes in Holdcos capitalization prior to the closing of the mergers. |
(5) | Estimated solely for the purpose of calculating the registration fee. No market exists for Holdcos Class B common stock and Holdco has an accumulated deficit. Therefore, the proposed maximum aggregate offering price is an amount equal to $953.56, calculated as the product of (i) 28,606,816 and (ii) $0.0000333, which is an amount equal to one-third of the par value of Holdcos Class B common stock ($0.0001). |
(6) | Based on the maximum number of warrants to purchase Amprius common stock to be issued pursuant to the merger agreement in exchange for warrants to purchase Holdco Class A common stock, assuming an exchange ratio of 0.7056 for each warrant to purchase Holdco Class A common stock expected to be outstanding immediately prior to the closing of the mergers. The assumed exchange ratio calculated herein is based upon Holdcos capitalization as of May 9, 2023. The number of shares of Amprius common stock issuable in the mergers may be adjusted to account for changes in Holdcos capitalization prior to the closing of the mergers. |
(7) | Estimated solely for the purpose of calculating the registration fee, and represents the sum of (i) the average of the high ($0.43 per warrant) and low ($0.40 per warrant) prices of the Amprius public warrants on The New York Stock Exchange on June 2, 2023 ($0.42 per warrant), such date being within five business days of the date that this registration statement was first filed with the Securities and Exchange Commission, and (ii) the exercise price of $5.95 per share of Amprius common stock issuable upon exercise of such warrants, assuming an exchange ratio of 0.7056. The assumed exchange ratio calculated herein is based upon Holdcos capitalization as of May 9, 2023. The number of warrants to purchase Amprius common stock issuable in the mergers may be adjusted to account for changes in Holdcos capitalization prior to the closing of the mergers. |
* | Capitalized terms used but not defined herein have the meanings set forth in the proxy statement/prospectus included in this registration statement. |